October 25, 2024
Government Compliance
Here at White Glove Carrier Network, we want to make sure everyone in this industry understands important government compliance. For our readers, we have compiled a list.
Mandatory Federal & State Filings
Failure to maintain these will result in immediate compliance issues
| Registration Type | Renewal Frequency | Filing Required | Penalty for Non-Compliance |
|---|---|---|---|
| USDOT Number | Every 2 years | ✅ FMCSA | Operations shutdown |
| UCR | Annual | ✅ UCR System | Fines up to $1,000 |
| Insurance (Public Liability) | Upon expiration | ✅ FMCSA | Authority revocation |
| Business License | Annual | ✅ State/Local | Business closure |
| BOC-3 | One-time | ✅ FMCSA | Authority suspension |
Record Keeping Requirements
Must maintain but only present during audits/inspections
| Document Type | Update Frequency | Storage Period | Format Accepted |
|---|---|---|---|
| Driver Qualification Files | Continuous | 3 years | Digital/Physical |
| Vehicle Maintenance Logs | Each service | 12 months | Digital/Physical |
| Daily Vehicle Inspection | Daily | 3 months | Digital/Physical |
| Accident Reports | As needed | 3 years | Digital/Physical |
| Hours of Service Logs | Daily | 6 months | Digital/Physical |
Compliance Timeline
Immediate Action Required
- Insurance lapses
- USDOT/UCR renewals
- Business license expiration
Maintenance Records
- Keep current, present when requested
- No immediate filing required
- Subject to DOT audits
Best Practices Color Code
🔴 Critical Compliance (Must maintain active status)
- USDOT Number
- Insurance filings
- UCR registration
- Business licenses
🟡 Important Records (Must maintain, present on request)
- Vehicle maintenance
- Driver qualification files
- Inspection reports
🟢 Good Practice (Recommended but not mandatory)
- Extra copies of documents
- Digital backups
- Compliance calendars
This organization clearly shows which items need proactive attention versus those that require good record-keeping practices.