October 25, 2024

Government Compliance

By Staff Member

Here at White Glove Carrier Network, we want to make sure everyone in this industry understands important government compliance. For our readers, we have compiled a list.

Mandatory Federal & State Filings

Failure to maintain these will result in immediate compliance issues

Registration TypeRenewal FrequencyFiling RequiredPenalty for Non-Compliance
USDOT NumberEvery 2 years✅ FMCSAOperations shutdown
UCRAnnual✅ UCR SystemFines up to $1,000
Insurance (Public Liability)Upon expiration✅ FMCSAAuthority revocation
Business LicenseAnnual✅ State/LocalBusiness closure
BOC-3One-time✅ FMCSAAuthority suspension

Record Keeping Requirements

Must maintain but only present during audits/inspections

Document TypeUpdate FrequencyStorage PeriodFormat Accepted
Driver Qualification FilesContinuous3 yearsDigital/Physical
Vehicle Maintenance LogsEach service12 monthsDigital/Physical
Daily Vehicle InspectionDaily3 monthsDigital/Physical
Accident ReportsAs needed3 yearsDigital/Physical
Hours of Service LogsDaily6 monthsDigital/Physical

Compliance Timeline

Immediate Action Required

  • Insurance lapses
  • USDOT/UCR renewals
  • Business license expiration

Maintenance Records

  • Keep current, present when requested
  • No immediate filing required
  • Subject to DOT audits

Best Practices Color Code

🔴 Critical Compliance (Must maintain active status)

  • USDOT Number
  • Insurance filings
  • UCR registration
  • Business licenses

🟡 Important Records (Must maintain, present on request)

  • Vehicle maintenance
  • Driver qualification files
  • Inspection reports

🟢 Good Practice (Recommended but not mandatory)

  • Extra copies of documents
  • Digital backups
  • Compliance calendars

This organization clearly shows which items need proactive attention versus those that require good record-keeping practices.